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                                   Historical Theory

While the problem of historical theory and method is obviously of great interest to professional historians,this category is an interdisciplinary one in that the problem of "historicizing"one's subjects and objects of analysis is faced by virtually all fields andis certainly central to the interdisciplinary field of AS. With specific regard to AS, one of the most important contributing fields of professional history writing has been social history, and social history has itself been largely an interdisciplinary project drawing at points heavily from the social sciences as well as from the interpretive humanities. I've included here work that combines empirical methods drawn from the social sciences with those favored by historians, as well as innovative work in historiographic theory that challenges the empiricist tradition. The "new social history"that emerges in the late 1960s and early 70s, work recovering/creating the history of American "minorities," women, gays, workers, and others marginalized historically and historiographically, carried with it an implicit and sometimes explicit critique of historical method as it claimed to work "from the bottom up" rather than downward from elite figures and groups. In addition to retheorizing what counts as history, this approach has been extremely inventive at the level of method, using quantitative and qualitative techniques drawn from sociology, anthropology and other human sciences.

Most US social historians have preferred to place their theoretical and methodological reflections within their texts rather than publishing them separately. Thus some theoretical reflections and observations on methodin social history can be found in the major works of social history by practitioners like Eugene Genovese,and Herbert Gutman. Feminist historians like Carol Smith-Rosenberg and Joan Scott have been among the most reflective in regard to the uses and limits of traditional social history. I've also included here a few reflective pieces by major European social historians like E.P. Thompson and Fernand Braudel. Similarly, important reflections on theory and method in the related field of "new cultural history" can be found in the works of Alan Trachtenberg, Warren Susman, and T.J. Jackson Lears. More recently, various strands of cultural history writing have brought theoretical tools from literary and cultural studies into historical practice. This includes what one might call the "textualist"school of historiography, those critics who reflect on the fact that whatever else historical writing is it is a form of writing and as such subject to various generic conventions and other putatively "literary" determinations that shape what can be said about the past. Work combining forms of textual analysis drawn from literary studies with traditional kinds of social history has produced some exciting results (cf. Cathy Davidson's work cited in section IX).

Figures like Hayden White and Dominick LaCapra began arguing for such changes in the 1980s, but even as the 21st century began, not much experimental work challenging certain traditional historiographic practices has appeared outside of literature. In the late 1990s, Robert Berkhofer attempted in Beyond the Great Story to summarize new developments in theory and bring them to bear on the practice of historians. But it remains to be seen how successful such efforts will be in expanding the scope of historical narrative within and beyond empiricist traditions. All citations in this bibliography are arranged chrono-topically, not alphabetically, to give a sense of theoretical developments emerging over time.

 

Joan Scott

Scott, Joan W. Gender and the Politics of History. NY: Columbia U P, 1988.
See especially, "Gender: A Useful Category of Historical Analysis," a brilliant essay using postmodern theory to reconceptualize the centrality of gender in historical writing, and providing a method for using the concept to illuminate not just traditionally defined "women's spheres" but the whole panoply of political, cultural and social life.
---. "The Evidence of Experience." Critical Inquiry 17.4 (1991): 773-97.
A lucid, extremely important critique of untheorized notions of "experience" as they have limited the writing of social history.
Smith-Rosenberg, Carroll. "The Body Politic." Elizabeth Weed, ed. Coming to Terms. NY: Routledge, 1989.
An intriguing essay on the use and limits of post-structuralist notions in analyzing the body politics of the New Woman era.
---. Disorderly Conduct: Visions of Gender in Victorian America. NY: Knopf, 1985.
See especially Part I which imaginatively theorizes routes to lost elements in the history of American women's culture.
---. "Writing History: Language, Class and Gender." Teresa deLauretis, ed. Feminist Studies/Critical Studies. Bloomington, IN: Indiana U P, 1986.
Rethinks the emergence of a new middle class in 19th century America with help from Bakhtin's notion of cultural dialogism and polyphony.
Henretta, James. "Social History as Lived and Written." American Historical Review 84.5 (1979): 1293-1322.
Reflects on theory and method in the writing of social history via a survey of Foucault, Geertz, the annalles school, and neo-Marxism in relation to the writing of US historians.
Lloyd, Christopher. Explanation in Social History. Oxford, UK: Blackwell, 1986.
Lloyd analyzes the theories, methods and in particular the notions of causality peculiar to social history.
Raab, Theodore, and Robert I. Roberg, eds. The New History: The 1980s and Beyond: Studies in Interdisciplinary History. Princeton, NJ: Princeton U P, 1982.
Useful collection of essays from the Journal of Interdisciplinary History; see especially the sections on anthropology, and intellectual history.
DeBolla, Peter. "Disfiguring History." Diacritics 16 (1986): 49-60.
Thoughtful review of the literary-historical theories of Hayden White and Dominick LaCapra (see below).
Toews, John. "Intellectual History after the Linguistic Turn." American Historical Review 92 (1987): 879-907.
Mediates interestingly between the rhetorical turn in recent intellectual history influenced by White and LaCapra and more traditional notions of historical writing.
Novick, Peter. That Noble Dream. Cambridge, UK: Cambridge U P, 1990.
A richly thorough analysis of various ideas and ideals of "objectivity" as they have been theorized and as they have structured the actual practice of historians; it serves also as a history of the history profession in the US. Offers an excellent, one might almost say "objective," sense of the contending views of what historians do and various competing paradigms of historical truth and method. See also the forum on That Noble Dream in the American Historical Review 96.3 (1991):675-708.
Tosh, John. In Pursuit of History. NY: Longman, 1984.
A good basic survey of empirical methods in history that also discusses challenges to traditional empiricism from both theory and social science.
Wise, Gene. American Historical Explanations. Homewood, IL: Dorsey Press, 1973.
Examines major paradigm shifts in 20th century US historiography.
Abelove, Henry, et al., eds. Visions of History. NY: Radical History, 1984.
A number of Anglo-America's most prominent social and intellectual historians reflect on their craft and the politics of writing the past.
Braudel, Fernand. On History. Trans. by Sara Mathews. Chicago: U of Chicago P, 1980.
Braudel is a key figure in the annales school of social history. This collection includes some of most important essays on the theory and method of the school's longue duree approach to history with its emphasis upon those elements of everyday life that outlast the vicissitudes of political transformations.
Jameson, Fredric. "Marxism and Historicism." New Literary History (Spring 1980): 41-73.
Brilliant essays comparing and contrasting Marxist and historicist approaches to writing the past.
Gordon, Linda. "What's New in Women's History." Teresa deLauretis, ed. Feminist Studies/CriticalStudies. Bloomington, IN: Indiana U P, 1986.
Thoughtful essay offering a brief history of changes in the writing of American women's history over the last 20 years, and relating questions of theory and method to mainstream history.
Hayden White
Hayden White
White, Hayden. The Content of the Form. Baltimore, MD: Johns Hopkins U P, 1987.
---. Tropics of Discourse. Baltimore, MD: Johns Hopkins Press, 1978.
White was consistently the most provocative theorist of historiography. These two collections contain most of his groundbreaking essays on the writing of history as inevitably subject to "literary" conventions and linguistic determinations.
Gearheart, Suzanne. "History as Criticism: The Dialogue of History and Literature." Diacritics 17 (1987): 56-65.
A review of Dominick LaCapra's work that provides a good introduction to the issues he raises in intellectual history.
Jacoby, Russell. "A New Intellectual History?" American Historical Review. 97.2 (1992): 405-24.
A harshly critical but appreciative survey of the work of White, LaCapra and others, immediately followed by a reply from LaCapra.
LaCapra, Dominick. Criticism and History. Ithaca, NY: Cornell U P, 1985.
LaCapra has continued and extended the critical work of Hayden White on the writing of history, particularly with regard to questions raised by post-structuralism. See especially the chapters, "Rhetoric and History," and "History and the Novel."
---. "Intellectual History and Its Ways." American Historical Review 97.2 (1992): 425-39.
Written partly in reply to Jacoby (see above), this essay eloquently defends the linguistic turn in recent historical theory and discusses recent work in cultural history influenced by new theoretical paradigms.
--- Rethinking Intellectual History. Ithaca, NY: Cornell U P, 1983.
A collection of essays on a variety of 20th century theories and theorists (including Sartre, Habermas, Foucault, Derrida, Jameson) as they challenge the fields of intellectual and cultural history.
---. Soundings in Critical Theory. Ithaca, NY: Cornel U P, 1990.
LaCapra attempts to define a "dialogical" concept of historiography that rejects both the extremes of objectivism and relativism, that acknowledges both the otherness of the past and the inevitable intrusion of contemporary theory and politics into the process of historical reconstruction. The first and last chapters are of most general interest.
Bennington, Geoff, and Robert Young eds. Post-structuralism and the Question of History. Cambridge, UK: Cambridge U P, 1987.
See especially the essays by Bennett, Wordsworth, and Spivak.
Boucher, David. Texts in Contexts: Revisionist Methods for Studying theHistory of Ideas.Dordrecht, the Netherlands: Martinus Nijhoff, 1985.
Compares traditional and revisionist theories and methods in intellectual history.
Hunt, Lynn, ed.The New Cultural History.Berkeley, CA: U of CaliforniaP, 1989.
Fine collection of essays on recent theoretical trends in cultural/intellectual history as influenced by Foucault, Geertz, White, LaCapra, the annales school and others.
Appleby, Joyce, Lynn Hunt, and Margaret Jacob. Telling the Truth About History. NY: Norton Press, 1994.
Not a survey of historiographic theory per se, but rather a history of notions of historical truth and historical writing in US culture from the 18th to the 20th centuries.
Best, Steven. The Politics of Historical Vision: Marx, Foucault, Habermas. NY: Guilford, 1995.
Searching examination of relations and tensions among three profound historical thinkers.
Jenkins, Keith, ed. The Postmodern History Reader. NY: Routledge, 1997.
Includes a variety of essays for and against "postmodern" approaches to historiography. Roland Barthes, Jean Baudrillard, Gertrude Himmelfarb, Elizabeth Fox-Genovese, Lynn Hunt, Jean Francois Lyotard, Bryan Palmer, Hayden White, Lawrence Stone and Robert Young are among the essayists featured.
Iggers, George G. Historiography in the Twentieth Century: From Scientific Objectivity to the Postmodern Challenge. Hanover, NH: Wesleyan U P, 1997.
The subtitle is not meant to mark a "progression," but rather to suggest the range of historiographic debate covered in this volume.
Kaye, Harvey J. The British Marxist Historians. NY: St. Martin's Press, 1995.
Lucid introduction to major British practitioners of Marxist approaches to writing history that have influenced Americanists as well. Christopher Hill, E.P. Thompson, Eric Hobsbawm, Maurice Dodd, and Rodney Hilton are featured. See also this bibliography's section on Marxisms.
Berkhofer, Robert. Beyond the Great Story: History as Text and Discourse. Cambridge, MA: Belknap Press, 1995.
Draws on literary, rhetorical, multiculturalist, and feminist theories, and addresses the essential practical concerns of contemporary historians confronting post-structuralism, the New Historicism, the New Anthropology, and the New Philosophy of History. Calls for more wide-raging modes of historical writing that both honor and question more traditional types of hi/story-telling. See also the American Quarterly 50.2 (1998): 340-375 for a lively forum on The Great Story.
Ankersmit, F. R. History and Tropology: The Rise and Fall of Metaphor. Online version of this 1994 UC Press book examining the realist vs. constructionist debate in historiography.
Brown, Jennifer S. H., and Elizabeth Vibert, eds. Reading Beyond Words: Native History. Peterborough, Ontario: Broadview Press, 1995.
Interesting collection of essays that try to capture indigenous modes of passing on "history" that differ with and challenge Western modes of history writing.
 
Emma Perez
Emma Perez
Perez, Emma. The Decolonial Imaginary. Bloomington, IN: U of Indiana P, 1999.
Brilliant set of interlinked essays that "write Chicanas into History" in a way that challenges dominant colonial and sexist paradigms, and invents a new style of historical writing. Uses a range of theorists and strategies, including Third World feminists like Chela Sandoval, as well as Foucault, Lacan, Hayden White and Homi Bhaba, to re-imagine the nature and function of historiography.
Fulbrook, Mary. Historical Theory: Ways of Imagining the Past.. NY: Routledge, 2002.
Seeks a middle path between naive empiricism and objectivism and what she sees as the excessively constructionist claims of some postmodern historical theorists.
Munslow, Alun. The New History. NY: Longman, 2003.
Advances the case that historical writing must be considered in light of inevitable impact of language itself on the formulation of historical evidence and argument.
Breisach, Ernst. On the Future of History: The Postmodernist Challenge and Its Aftermath..
Carefully examines the claims and counterclaims of various postmodern positions on historical truth, and then offers equal time to those who have challenged aspects of these positions.
Clark, Jonathan. Our Shadowed Present: Modernism, Postmodernism, and History. Stanford, CA: Stanford U P, 2004.
Offers a spirited defense of historical reasoning and writing by historicizing the modernists and postmodernists who have challenged traditional historical method and meaning.
Clark, Elizabeth. History, Theory, Text: Historians and the Linguistic Turn. Cambridge, MA: Harvard U P, 2004.
Provides a lucid and practical guide to historical writing by examining major theories of historigraphy from the 19th to the late 20th centuries, and showing how recent approaches can illuminate her own field, the pre-modern era.

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